Pacific Exchange

Results: 906



#Item
771Economy of the United States / Securities Exchange Act / Self-regulatory organizations / Financial regulation / U.S. Securities and Exchange Commission / NYSE Arca / United States / New York Stock Exchange / Pacific Exchange / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Arca Options Rule 6.72 In Order to Extend the Penny Pilot In Options Classes In Certain Issues Through June 30, 2012

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Source URL: www.sec.gov

Language: English - Date: 2011-12-19 10:35:14
772United States Securities and Exchange Commission / Stock market / United States securities law / Self-regulatory organizations / Pacific Exchange / Order / NYSE Arca / Securities Exchange Act / Market maker / Economy of the United States / Financial economics / Investment

Federal Register / Vol. 68, No[removed]Tuesday, December 16, [removed]Notices III. Discussion After careful review, the Commission finds that the proposed rule change is consistent with section 6(b) of the Act 7 in general

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Source URL: www.sec.gov

Language: English - Date: 2004-06-15 10:51:00
773Stock market / Economy of the United States / United States Securities and Exchange Commission / Order / PCX / Chicago Board Options Exchange / Options Price Reporting Authority / Pacific Exchange / Floor broker / Financial markets / Financial economics / Investment

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2005-01-25 15:51:11
774Securities Exchange Act / PCX / Financial regulation / United States / United States Securities and Exchange Commission / 73rd United States Congress / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-PCX[removed]September 10, 2004 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Pacific Exchange, Inc. Relating to the

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Source URL: www.sec.gov

Language: English - Date: 2004-09-13 14:19:32
775United States securities law / Legal entities / Corporations law / Pacific Exchange / NYSE Arca / Securities Exchange Act / PCX / Corporation / New York Stock Exchange / Business / Law / Financial economics

Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change to Amend the Certificate of Incorpor

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Source URL: www.sec.gov

Language: English - Date: 2005-09-23 15:47:57
776Securities Exchange Act / Financial regulation / PCX / U.S. Securities and Exchange Commission / Pacific Exchange / Economy of the United States / Government / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Require Financial/Operations Principals of PCX OTP Firms to Successfully Complete the Series 27 Examination (Rel. No[removed], File No. SR-PCX-2004

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Source URL: www.sec.gov

Language: English - Date: 2004-10-13 12:15:04
777Finance / Pacific Exchange / Order / Securities Exchange Act / NASDAQ / PCX / Market maker / Short / NYSE Arca / Financial markets / Financial economics / Investment

Federal Register / Vol. 68, No[removed]Thursday, October 16, [removed]Notices the mechanisms of a free and open market and to protect investors and the public interest. In addition, the PCX believes that the proposed rule c

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Source URL: www.sec.gov

Language: English - Date: 2004-06-15 10:35:59
778Securities Exchange Act / Pacific Exchange / International Securities Exchange / Futures contract / U.S. Securities and Exchange Commission / Economy of the United States / Financial economics / Financial regulation / Self-regulatory organizations / United States securities law / PCX

PCX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. to Allow Market Maker Quotation Spreads in PCX Plus of up to $5

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Source URL: www.sec.gov

Language: English - Date: 2004-10-19 17:22:10
779Stock market / Securities Exchange Act / Financial economics / Finance / Financial regulation / U.S. Securities and Exchange Commission / Security / Securities and Exchange Commission / SEC filing / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

PCX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Notification Requirements for Offerings of Securities Pursuant to Regulation M

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Source URL: www.sec.gov

Language: English - Date: 2004-11-16 17:16:03
780Securities Exchange Act / U.S. Securities and Exchange Commission / PCX / Financial regulation / Securities and Exchange Commission / Pacific Exchange / Government / Economy of the United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2004-09-21 12:46:41
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